Any company that wishes to offer securities or list its shares to the public must comply with the eligibility requirements set by the regulations governing the capital markets industry in Kenya that is the Capital Markets Act and its regulations thereunder.

Our practice in capital markets transactions covers advising on regulatory compliance, conducting legal due diligence, reviewing corporate documents, financial statements, advising on public offerings, private placements, securities regulations, compliance with stock exchange rules, and investor protection, listing and delisting among others.

Our clients’ include market intermediaries such as stockbrokers, investment banks and investment advisers who we have assisted in obtaining licenses and addressing legal issues specific to their operations.